Which of the Following Types of Studies Require Approval by an Internal Review Board?

The TCNJ Institutional Review Lath (IRB) goals are to protect human being subjects and support the design and conduct of sound research by reviewing for approval IRB submissions: new applications, amendments to canonical studies, and continuing reviews.

All projects that meet the federal definition of inquiry with man subjects (45 CFR 46.102 ) must be reviewed and approved, or receive an exempt conclusion, past an IRBprior to beginning the research.  The IRB staff initially screens submissions to make up one's mind the abyss and the appropriate type of review.  Submissions may be returned to the study team for changes before the review type is assigned.  The review type may be reassessed at any time during the review process.

Helpful Hints & Tips: What is the IRB Looking For?


Types of IRB Review

There are three (3) types of review paths for an IRB application: Full Board, Expedited, and Exempt.  The review path is determined by:

  • Level of risk to subjects associated with the project
  • The type of research beingness conducted (e.1000., an educational intervention, a survey, an ethnographic observation, etc.)
  • The sensitivity of the research questions or complexity of the research design
  • The involvement of vulnerable populations as inquiry subjects

Full Board Review

Federal regulations and institutional policy require an IRB Full Lath Review for applications where the inquiry involvesmore than minimal hazard to human subjects or has been referred to the committee by an expedited reviewer or the Chair.  Regardless of risk level, TCNJ IRB may require full board review when the research involves:

  • Vulnerable populations, particularly prisoners
  • Sensitive topics, including illegal behaviors which may require an NIH Certificate of Confidentiality (CoC) to protect subject data from compelled disclosure
  • Research involving genetic testing
  • A circuitous research design requiring the expertise of multiple board members to evaluate

Applications requiring total lath review are accepted by the submission deadlines and reviewed by the full board on the scheduled IRB meeting dates.  The IRB Chair assigns submissions to a primary and secondary IRB reviewer for presentation at the total lath coming together.  Investigators are welcome to attend the meeting to reply questions from the board.  At the conclusion of the meeting, the board votes and issues a determination.


IRB Full Board Determinations

Canonical:The application has been canonical as submitted. For the research to exist approved, it must receive the blessing of a majority of those voting members present.  (Note that, in effect, an abstention counts every bit a negative vote.)The approval date is the date of the IRB review.

Activity Deferred: The IRB needs boosted information from the investigator before an accurate assessment or last approval of the awarding can exist fabricated. The principal investigator must submit the requested boosted data regarding specified changes to the protocol, informed consent document(s) and/or other supporting materials earlier the IRB will consider the awarding for further review. Concluding approval status is granted when the IRB has reviewed and approved all requested changes.

Disapproved:  The protocol does non provide adequate protection to human subjects, and it is unlikely that information technology may be modified to provide such protection. The IRB notifies the main investigator of the disapproval in writing, including a statement of the reasons for its decision and providing the opportunity for the investigator to reply to the IRB in person or in writing.

Tabled:  The IRB total board did not accept time to review the application at the convened lath coming together. The application is placed on the agenda for the next convened coming together. Applications for total lath review are due to the board 4 week prior to its scheduled board coming together.


Expedited Review

Federal regulations (45 CFR 46.110) authorize the use of an expedited review process for:

  • Minimal chance human subjects enquiry that meets one or more than of the OHRP Expedited Review Categories
  • Minor changes to research previously approved by the full lath

Applications qualifying for expedited review are accepted and reviewed on a continuing basis.  Expediting reviewers are experienced IRB members appointed to the role past the IRB Chair.  The expediting reviewer has the authority to make a determination or to refer a submission for full board review for multiple purposes (due east.g., clarification, expertise), including in cases of disapproval.  Only the full board has the authority to disapprove a study.

IRB Expedited Review Determinations

In add-on to theCanonical and Action Deferreddeterminations (described above) aChanges Requestedcondition may occur, where substantial changes to the application and/or materials are required before the expediting reviewer can approve the study.

For certain kinds of research involving no more than minimal risk, and for pocket-sized changes in approved research, the IRB Chair and/or a designated voting member(s) or group of voting members review the proposed research rather than the entire IRB. It cannot be assumed that research poses minimal risk because it involves only interview or survey data collection. Sensitive questions may lead to distress that exposes participants to greater than minimal chance. Loss of confidentiality can crusade harm to participants, their relatives, and others.


Inquiry Exemptions from IRB Review

"Exempt" human subjects enquiry is a sub-set up of research involving human subjects thatdoes not requirecomprehensive IRB review and blessing because thebut research activity involving the homo subjects falls into ane or more than specific exemption categories as defined by the Mutual Rule.

  • Exempt projects are non subject to continuing review
  • Amendments are required only if changes to the project could alter the exempt determination
  • An exempt determination does not lessen the investigator's ethical obligations, including the completion of man subjects protections training (NIH or CITI)
  • Review the Common Rule on exempt enquiry:  45 CFR 46.104

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#1 – EDUCATIONAL EXEMPTION – TIP Sheet – Exemption 1

What's New:  A newineligibility criterion will be added to this interaction/intervention exemption for research that involves possible "adverse effects" on student learning of the required education content and/or on the cess of educators.

Review Path:  The Self-determination* review path is not permitted

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#2 – SURVEYS, INTERVIEWS, EDUCATIONAL TESTS, AND OBSERVATION OF PUBLIC Beliefs – TIP Canvass – Exemption 2

What's New: The scope volition exist expanded to include the collection of sensitive and identifiable data.  However, the following is not allowed:

  • Interventions
  • The collection of biospecimens
  • Linking to boosted personally-identifiable data
  • Research with children (except for educational tests or some public observation)

Review Path: TheCocky-conclusion* review path is non permitted; at a minimum Limited IRB Review is required.

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# 3 – BENIGN BEHAVIORAL INTERVENTION (NEW)  – TIP Canvass- Exemption 3

A "beneficial intervention" is divers equally one that is brief in elapsing, harmless, not physically invasive, painless, non embarrassing or offensive, and not likely to accept a lasting adverse impact.

What'south New:  This new exemption permits data collection via an interaction (due east.g., survey, interview, sound/visual recording) from adult subjects with prospective agreement.  Nevertheless, the post-obit isnon allowed:

  • Research with children
  • Deception, unless prior agreement obtained
  • Physiological information collection methods (e.grand., EEG; wearable devices, such as FitBitTM; blood force per unit area monitors)
  • Linking to additional personally-identifiable data

Review Path: The Self-determination* review path is not permitted; at a minimum Limited IRB Review is required.

A "benign intervention" is divers as one that is brief in duration, harmless, not physically invasive, painless, not embarrassing or offensive, and not likely to have a lasting adverse impact.

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#four – SECONDARY RESEARCH (IDENTIFIABLE PRIVATE INFORMATION/BIOSPECIMENS)

What'south New: The scope of this exemption volition be expanded to allow:

  • Prospective data review
  • Maintenance of identifiers, ifall report data is protected health information (PHI)
  • Research that is conducted past, or on behalf of, a Federal department/agency or using regime-generated or government-collected information obtained for non-inquiry activities

Review Path:AnIRB Determinationis required; yet, if PHI is used so a Privacy Lath Review (HIPAA) is conducted with the IRB Decision.

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#five – PUBLIC BENEFIT/SERVICE Plan RESEARCH (FEDERAL DEMONSTRATION PROJECTS)

What's New:  A neweligibility criterion for this interaction/intervention exemption will exist that the project must exist published on a federal website.

Review Path:AnIRB Conclusion is required with validation from the IRB Chair.

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#half-dozen – TASTE/Food QUALITY EVALUATION & CONSUMER ACCEPTANCE

What's New:  Unchanged

Review Path:AnIRB Determinationis required.

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#7 – STORAGE / MAINTENANCE OF IDENTIFIABLE DATA/BIOSPECIMENS OBTAINED WITH "BROAD CONSENT" (NEW)

What'southward New:This new exemption allows for the storage of data and/or specimens in a repository, with identifiers maintained, that were collected under an approved IRB protocol with "Broad Consent" for hereafter secondary use research.

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#viii – USE OF IDENTIFIABLE Information/BIOSPECIMENS OBTAINED WITH "Wide CONSENT" (NEW)

What's New:This new exemption allows forsecondary research utilize/analysis of identifiable data/biospecimens that were nerveless under an canonical IRB protocol with "Broad Consent".


Exemption review paths

Self-determination means that the Principal Investigator is permitted to issue a organization-generated exemption conclusion letter based on responses to key questions inside qualifying human being subjects exemption categories.  The IRB does non review cocky-adamant projects.  Investigators may choose not to apply self-determination but, instead, choose to submit a report for an IRB determination of exemption.  Equally this is a new process, TCNJ's IRB has decided that all self-determination applications will receive IRB review/audit prior to approval for AY 2018-2019. At the terminate of AY 2018-2019, the IRB will review the results of the self-determination audit and decide whether complete self-decision tin can exist implemented in AY 2019-2020. In the consequence that full cocky-decision is implemented, TCNJ volition implement a mail service-conclusion validation process for cocky-determinations to ensure that the exemption criteria are being applied in accordance with regulatory requirements and that the potential adventure to human subjects remains minimal.

* If the enquiry conducted by TCNJ researchers involves access to PHI data for the purposes of identifying potential subjects, then cocky-conclusion is NOT permitted.

Express IRB Reviewis a type of expedited review procedure required in the Mutual Rule.  Its purpose is to ensure privacy/confidentiality protections are in identify with exempt research that involves the collection or apply of sensitive, identifiable data (exemptions 2, iii and 8)and, for exemption 7, that "broad consent" was obtained and (if appropriate) documented co-ordinate to an approved protocol.  For exempt studies involving access to PHI (due east.g., from medical records), the required Privacy Board review may be integrated with Limited IRB Review by the same assigned reviewer.


Termination Report

As Exempt studies do not require continued IRB review (i,.e. there will be no expiration date for approval) the Closure Submission Grade in iMedris should exist completed to close the study upon completion of the inquiry.

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Source: https://irb.tcnj.edu/types-of-irb-review/

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